the ZipUp+ program, while the SEC was collecting and examining facts related to the business operation of Zipmex.   Following the collection and examination of the facts aforementioned, the Competent

}. However, after fact examination, it was found that there was a reasonable ground to believe that the actual payment for the purchase of the land and the office building was 40 million baht, and the

working for Asia Plus Securities Co., Ltd. at the time of misconduct.Following the inspection report submitted by Asia Plus Securities and the subsequent examination conducted by the SEC, it was found that

trading decisions for the client. From examination of communications records, there was no sources of the orders; just transaction confirmations made by such investment consultant and the conversations

for such trading was made from the client account by {A} without the knowledge of the client.The {B} case was also lodged by an investor. The SEC's finding from an examination of conversation records

; assets to SEC with information that did not align with the facts found by the SEC's examination. This resulted in the consideration that Mr. Akalarp committed or permitted Zipmex Thailand to make

International Organization of Securities Commissions (IOSCO) standards and in support of the upcoming Financial Sector Assessment Program (FSAP). The SEC together with other financial sector regulators, i.e., the

parallel:(1) At domestic level, joining with relevant public and private sectors to recognize financial literacy as national agenda covering a wide range of population from those who are children, youngster

apply to domestic offerings of bonds denominated in baht and foreign currencies and offshore offerings in line with those governing offerings by limited company and public limited company.  Public sector

Bangkok, February 9, 2012 - The SEC has closely monitored the incident on December 30, 2011 where net asset value ("NAV") of domestic mutual funds investing in offshore ETF was irregularly high. The