the ZipUp+ program, while the SEC was collecting and examining facts related to the business operation of Zipmex. Following the collection and examination of the facts aforementioned, the Competent
working for Asia Plus Securities Co., Ltd. at the time of misconduct.Following the inspection report submitted by Asia Plus Securities and the subsequent examination conducted by the SEC, it was found that
trading decisions for the client. From examination of communications records, there was no sources of the orders; just transaction confirmations made by such investment consultant and the conversations
for such trading was made from the client account by {A} without the knowledge of the client.The {B} case was also lodged by an investor. The SEC's finding from an examination of conversation records
; assets to SEC with information that did not align with the facts found by the SEC's examination. This resulted in the consideration that Mr. Akalarp committed or permitted Zipmex Thailand to make
term collaboration with World Bank to further strengthen audit oversight practices in the region.Audits play a crucial role in upholding the reliability of financial statements and investors? confidence
This collaboration aims to empower businesses with knowledge and tools for safeguarding their brand assets and intellectual property (IP) rights, for example, Brand Rights Protection and Meta
persons can easily access SMEs’ and startups’ information, as well as knowledge of fund mobilization. The platform will be subsequently used for collaboration among relevant agencies for the benefits of
The Securities and Exchange Commission (SEC), in collaboration with the Federation of Thai Capital Market Organizations (FETCO) and the Thai Digital Asset Operators Trade Association (TDO), co
establishing a school bank project. Such project has been in operation since 2008. The collaboration between the BAAC and SEC on this occasion is part of the education on finance and investment and savings