Bangkok, January 14, 2015 ? The SEC imposed a one month and ten days suspension on Bantherngsak Phuemphokha, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete

orders from another client's child, not being the account owner's appointee; as well as failed to keep complete records of her clients' orders. She admitted that she had always taken orders from such

Bangkok, January 14, 2015 - The SEC imposed a one month and ten days suspension on {A}, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete and adequate

+%22electronic+property%22+OR+%22electrica... แบบพิจารณาระบบงานของผู้รับใบอนุญาต แวดล้อมการควบคุม ( control environment) ให้เกิดบรรยากาศ การควบคุมและสร้างจิตสำนึกที่ดีในการควบคุม และการปฏิบัติงานตามหน้าที่ความรับ

(1)  เพิ่มเติมความรู้และประสบการณ์ที่จำเป็นในองค์คณะกรรมการตลาดหลักทรัพย์ อีก 2 ด้าน ได้แก่     (1.1)  ด้านสิ่งแวดล้อม สังคม และธรรมาภิบาล (Environment, Social and Governance หรือ ESG)    (1.2

the pivotal role the private sector can play in advancing gender equality to achieve the Sustainable Development Goals (SDGs), especially the role to foster a supportive environment within the

now open for public comments. The key points of the draft regulations are as follows:   1)  To add more types of knowledge and experience in two areas, namely:           1.1) Environment, Social and

on a new role in a familiar organization and working environment, with the primary goal of leading the SEC as a regulatory agency that develops the capital market and supports economic growth. Under

Change and Environment (DCCE), Mr. Somchai Lertlarpwasin, Assistant Governor of the Financial Institutions Policy Group, the Bank of Thailand (BOT), and Mrs. Ratvalee Anantananont, Executive Vice

In face of the changing environment, such as technological development, volatility of the global financial and capital markets, impacts of the COVID-19 pandemic, and investors’ changing behaviors