they incompletely recorded client's securities or derivatives trading orders due to their receipt of such orders via mobile phone. The SEC therefore publicly diclosed their inappropriate behavior and

and Customer Due Diligence system (“KYC/CDD”). His failure to perform the required duty of his position resulted in the offence committed by Bitazza concerning the case that between April 25, 2024 and

for the crowdfunding debentures, which were due on February 8, 2024, to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.300 in conjunction

for the crowdfunding debentures, which were due on December 4, 2023, to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.300 in conjunction

agreement for the crowdfunding debentures, which were due on December 8, 2023, to the SEC Office later than the period specified by the SEC Office Notification, on two occasions. SEC Act S.300 in

Company Limited reported an incident in which the Company breached the debt repayment agreement for the crowdfunding debentures, which were due on January 14, 2024, and February 14, 2024 to the SEC Office

agreement for the crowdfunding debentures, which were due on November 16, 2023, and December 11, 2023 to the SEC Office later than the period specified by the SEC Office Notification, on one occasion

for the crowdfunding debentures, which were due on February 8, 2024 to the SEC Office later than the period specified by the SEC Office Notification, on two occasions. SEC Act S.300 in conjunction

report) through the transmission system of the Stock Exchange of Thailand within the period specified in the notification of Capital Market Supervisory Board, due to his failure to order or act in

financial statements for Q1/2024 through the transmission system of the Stock Exchange of Thailand within the period specified in the notification of Capital Market Supervisory Board, due to his failure to