authorised person of CIS Operator Please print this checklist and include it as part of the package of this form Form updated as of June 2021 Page 2 of 5 Form 69 – CIS full Registration Statement for an offer

Operator Please print this checklist and include it as part of the package of this form Registration Statement for an offer for sale of units of foreign collective investment scheme Part I Fund Fact Sheet

appointment of an authorised person of CIS Operator Please print this checklist and include it as part of the package of this form Form updated as of June 2021 Page 2 of 5 Form 69 – CIS annually update

Prescribing Forms of Applications for the Offer for Sale of the Non-Voting Depository Receipt and Supporting Documents

established under the law of Home Regulator’s jurisdiction ( issued by Home Regulator ) [ ] 3. Documents on establishment of foreign ETF: (a) Memorandum of Association and the Articles of Association, or the

established under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Documents on establishment of foreign ETF: (a) Memorandum of Association and the Articles of Association, or the

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electronic data transmission system as provided on the website https://www.sec.or.th/EN/Documents/Share/5389se.pdf แบบแจ้งชื่อผู้บริหารของบริษัท แบบแจ้งชื่อผู้บริหารของบริษัท “Fill in Form 35-E1 via the SEC

/watch?v=7XwhgqivWxk https://market.sec.or.th/Documents/ca/Documents/E-Submission-Training-P2.pdf https://www.youtube.com/watch?v=7XwhgqivWxk https://market.sec.or.th/Documents/ca/Documents/E-Submission

/ Cheque / Cash - Receipt of money transfer [ ] 10. Other supporting documents (please specify) _________________________________________________ Please print this checklist and include it in the package of