Securities and Exchange Commission No. Or Thor. 21/2543 Re: Guidelines for the Operating Control of Brokerage and Dealing of Securities That Are Not Debt Instruments _____________________________ For the
welcomed to submit draft documentation for the establishment of Thailand ESG Fund in advance for the SEC’s consideration. This aims to facilitate the companies’ preparation for prompt offering of the Fund
personnel. I hereby certify that the above statements and the supplementary documentation attached herewith are complete, accurate and true. Sincerely, Signature
documentation supplementing the application, as attached herein. Clause 2 This Notification shall come into force on 1 June 2005. Notified this 17th day of May 2005. (Mr. Thirachai Phuvanatnaranubala) Secretary
(s) with the ultimate power of control of the tender offeror. In addition, it was found that disclosure of certain topics in the tender offer documentation was unclear.The SEC therefore ordered North
investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives
wishing to apply for approval of an offer for sale of newly issued depositary receipts shall submit an application and other evidentiary documentation to the SEC Office in accordance with the rules
documents in full according to the procedures specified in Clause 13 of the Licensing Manual. Remarks: ** If the application or evidentiary documentation is incorrect or incomplete and cannot be fixed or