to rectify the application or additionally deliver evidentiary documentation as specified by the SEC Office. Yours Sincerely, Signature........................................................... Name
welcomed to submit draft documentation for the establishment of Thailand ESG Fund in advance for the SEC’s consideration. This aims to facilitate the companies’ preparation for prompt offering of the Fund
wishing to apply for approval of an offer for sale of newly issued depositary receipts shall submit an application and other evidentiary documentation to the SEC Office in accordance with the rules
The SEC monitors and observes events and exhibitions featuring booth setups related to investment advice and service solicitation. Recently, the SEC has been alerted by the public and relevant
by the Monetary Authority of Singapore (MAS). It is one of fintech seminars and exhibitions the world pays attention most. Mr. Ravi Menon, MAS Managing Director, said during the opening ceremony that
documentation. In this regard, the SEC Office shall deliberate the application within 30 days as from the date of receiving complete and accurate application and the evidentiary documentation as prescribed in the
shall submit an application for approval to the SEC Office according to the form provided on the website of the SEC Office together with relevant evidentiary documentation. In this regard, the SEC Office
an application to the SEC Office together with evidentiary documentation as specified by the Notification of the SEC Office. In this regard, the applicant would obtain an approval from the SEC Office
case of oversea branch office, the intermediary shall submit an application for obtaining an approval, by using the form as provided on the SEC Office’s website, together with evidentiary documentation