UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 27 Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992) , as amended by the Securities and Exchan...
to procure, for himself or the other person, any advantage to which he is not entitled by law. 15 (3) having a reasonable ground to believe that there is a materially inappropriate demeanor [i
of defaulted liabilities and the Company has tried to procure funding sources to repay the aforesaid debts such as: - Debt to Equity Conversion as proposed to the Extraordinary General Meeting of the
Toey) – Free of obligation. On 27 September 2017, the Company has made a contract with a financial institution by pledging not to distribute, transfer or incurring obligations in this 6/11 asset if
), the natural gas distribution services, which has its capacity to distribute natural gas up to 2,000,000 MMBTU per year, or 700,000 equity MMBTU per year started the commercial service in WHA Eastern
the same period of previous year this project able to installed for the first customer as well as able to distribute products in medical equipment segment with total value at 6.00 MB. So that for the
, or giving false information to the counterparty . Clause 12/1 In the case where a securities company buys securities from an issuer to resell to a client , the securities company shall distribute
information to the counterparty. 4 Clause 12/14 In the case where a securities company buys securities from an issuer to resell to a client, the securities company shall distribute prospectus or other
in the Kingdom of Thailand, for supporting the management company to increasingly distribute investment units to investors and supporting investors to access more various investment channels, shall be
the management company to increasingly distribute investment units to investors and supporting investors to access more various investment channels, shall be conforming to the rules under Clause 6/1; (3