, Section 296/1 and Section 296/2, and civil sanctions under Section 317/4 and Section 317/5 of the SEA. The Civil Sanction Committee (CSC) has therefore resolved to impose civil sanctions on the six

Paragraph 1 of Section 296 and Section 296/2 of the SEA, as amended by the SEA No. 5 in 2016. The Civil Sanction Committee (CSC) has resolved to impose civil sanctions* on those three offenders, comprising

civil sanctions under Section 317/4, Section 317/5, and Paragraph 1 of Section 317/11 of the SEA, as amended by the SEA (No. 5). The Civil Sanction Committee (CSC) has resolved to impose civil sanctions

suspension period ends in two years, five months and seven days.  In considering the appropriate administrative sanction, the SEC takes into account the following factors: the involvement and behavior of the

. Other employees involved in this incident were also disciplined by TMB for failing to comply with bank’s operating procedures.  In considering the appropriate administrative sanction, SEC takes into

Earlier, the Civil Sanction Committee decided to impose civil sanctions on Mr. Surin Banyongponglert in the case where he had sent trading orders of PICO shares in the manner of price manipulation

มาตรการทางแพ่ง (civil sanction) เป็นอีกเครื่องมือหนึ่งในการบังคับใช้กฎหมายในตลาดทุนเรื่องการพัฒนาสินค้า/ตราสารทางการเงิน จะปรับปรุงหลักเกณฑ์ต่างๆ เพื่อรองรับผลิตภัณฑ์ทางการเงินและธุรกรรมใหม่ๆ ในตลาดทุน

to ensure that legal action will be seriously taken against wrongdoers. Civil sanction will also be promoted as another enforcement tool. Financial product development: relevant regulations will be

(1), in conjunction with Section 315, subject to the penalties under Section 296 and Section 296/2 of the Act.     The Civil Sanction Committee (CSC) has therefore resolved to impose civil

site for supporting continuity of operation. Such alternative site should not use the same source of infrastructure as the main office, should have a location distant from the main office sufficient for