Bangkok, October 31, 2012 - The SEC is seeking public comment on regulation on outsourcing in securities and derivatives businesses. The proposed regulation aims to standardize the supervision on

to the Specific Persons (4) The Company has follow the regulation in accordance with the Notification of the Capital Market Supervisory Board No. TorChor. 34/2551, Re: Re: Application Form and

Bangkok, August 20, 2012 ? The SEC revealed that examination on quality assurance of audit firms showed satisfactory result after the issuance of regulation requiring all auditors of companies in the

acquisition and disposal of assets yearly 2004 (“the Law and Regulation”), which the highest value of the Transaction is 20.81% calculating from the Regulation of Total Value Repayment. The details of the

e-service Online Submission See canceled document Investment Advisory >> Licensing/Ministerial Regulation   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and

) รวมทั้ง เข้าร่วมเสวนาในงาน EU-Asia Pacific Forum on Financial Regulation เพื่อแลกเปลี่ยนมุมมองต่อประเด็นด้านความเสี่ยงและความท้าทายในการกำกับดูแล Crypto-Assets and Tokenization และสนับสนุนให้มีการส่ง

areas, namely securities regulation reviewed under 37 IOSCO Objectives and Principles of Securities Regulation, and the clearing and settlement infrastructures reviewed under the Principles for Financial

variations have caused SEC extra time on processing the data for regulatory use. In addition, the current regulation which requires the operator to submit the report in paper form to SEC has incurred an

channel for fund raising and investment in real estate. REIT regulation will be in line with international practices and provide more flexibility in terms of investment and management than property fund

Bangkok, February 6, 2012 ? The SEC Board has approved a draft revision to the regulation governing investment advisory business to allow foreign credit rating agencies (CRA) to disseminate voluntary