(UNOFFICIAL TRANSLATION) Codified up to No. 10 As of 28 February 2020 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 3/2558 Re: Provisions relating to Offer for Sale of Shares Issued by Foreign Company Whose Shares Are Not Traded on Foreign Exchange _______________ By virtue of Sections 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as...
the requirement a Criteria 1. Directors, Management and Controlling parties are i) possess qualifications and not possess any prohibited characteristics or any characteristics indicating a lack of
approval by the authorised person; · Controlling the privilege user strictly, such as controlling the compliance such user in a manner of dual control which imposing two officer possess half of password or
most highest right. (Translation) -8- ▪ Controlling the privilege user strictly, such as controlling the compliance such user in a manner of dual control which imposing two officer possess half of
Shares Purchase Transaction or the Acquired Cost, whichever is higher. Since EHT does not possess any other business, the Acquired Cost for shares of GLOW in this case is equivalent to the purchase price
the price of not less than the purchase price of the shares of GLOW according to the Shares Purchase Transaction or the Acquired Cost, whichever is higher. Since EHT does not possess any other business
information. 3.21 A CRA should establish, maintain, document, and enforce policies, procedures, and controls that prohibit employees that possess confidential and/or material non-public information concerning a
of structured notes in private placement under Clause 25(2) shall possess none of the following characteristics, except for the circumstance under Clause 29: (1) within a period of five years prior to
Market ______________________ Clause 15 The auditor in the capital market shall not possess any of the following prohibited characteristics: (1) being put under receivership by the court’s order or being