procedures and expenses. Furthermore, capital market tools currently available do not respond to SMEs’ needs. Therefore, SEC is now developing new rules to add more fund mobilization options for SMEs that
raising activities both in equity and debt securities including the details of the fund mobilizers by industry, companies and individual instruments.SEC has been continuously developing the open data
ASEAN Secretariat. The meeting was held at the SEC Office Building on 23 August 2019.The meeting was set to focus on updating further progresses of ACMF Working Groups, with key topics on developing the
government agencies in developing the work of forensic science in accordance with international standards._________________________
problems and developing the well-being of the community, society, public health or the environment, without pursuing the highest returns for shareholders. Since the rule would require that social enterprises
discussed about possibility in developing other cross-border products, such as depositary receipts (DR) and infrastructure funds, as well as further cooperation in exchanging information for supervision, by
at promoting and developing e-Filing service to facilitate and broaden channels for the financial statements submission. The project is expected to bring about more efficiency information service and
) has therefore resolved to impose civil sanctions** on the two offenders, comprising civil penalties, compensations in the amount equal to the benefit received or that would have been received
offenders, comprising civil penalties, compensations in the amount equal to the benefit received or would have been received, reimbursements of investigative expenses incurred by the SEC, and a bar from
three investor contacts (2) {B} for interfering with client's assets (3) {C} for sending inappropriate orders (4) {D} for failing to orderly keep the accounts of given advice and received derivatives