-General, Mrs. Pornanong Budsaratragoon, on the topic, “Directions for Regulating and Developing the Thai Capital Market to Build Trust and Confidence and Promote National Sustainability.”Mr. Srettha
Fidler, CFA Institute, Head, Global Industry Standards said: “CFA Institute would like to commend CFA Society Thailand and the SEC on their commitment in developing knowledge, skills, and ESG investment
7th ASEAN Finance Ministers’ and Central Bank Governors’ Meeting (AFMGM) on March 2021, in which SEC Thailand has participated in developing ASEAN Taxonomy as member of the working groups established
broader efforts in developing green finance for the region. The ASEAN Green Bond Standards will be developed based on ICMA's Green Bond Principles (GBP). The standards are intended to provide additional
implement or further enhance throughout the year, namely: (1) to increase the capital market?s role in developing the economy and strengthening Thailand?s leadership in the region; (2) to encourage growth
provide a measure for protecting information security and computer system and network which is sufficient for preventing an unauthorised person from accessing, acknowledging, utilizing or altering such
, utilizing or altering such information or system. Clause 7. The securities company must provide a controlling measure which is sufficient for the developed or modified application software to have a correct
results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or any person
act which results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or
derivatives broker shall submit clients in accordance with the rules specified in the notification of the SEC Office. Clause 5. Derivatives broker shall not engage in any act which results in creating, altering