the following matters: (1) Receipt or delivery of client’s assets; (2) Record of the particulars of client’s assets; (3) Management of client’s assets information. Clause 7. For the custody of client’s
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Held Before Acquisition/ Disposition 2 % Group of Held Acquisition/ Disposition 2 % Group of Held After Acquisition/ Disposition 2 Remark 3 File No SECURE HUDSON ASIA HOLDINGS PTE. LTD Disposition Stock
businesses of all sizes, from small to large enterprises, through SEC regulations such as shelf filing, ready-to-use utility tokens, and investment tokens. These efforts aim to help businesses secure funding
, the SEC urged short-term debt issuers to secure a reserve fund to prevent liquidity issues. In this particular case, the company must clarify information to investors to prevent damage to the overall
by means of exchanging in-kind for delivery; (3) being short selling of ETF units by means of purchasing such securities from foreign exchange for delivery; Short selling under sub clause (2) or (3) of
for delivering; (2) being short selling by means of exchanging in-kind for delivery; (3) being short selling of ETF units by means of purchasing such securities from foreign exchange for delivery; Short
Market Supervisory Board in relation to short selling of securities by means of borrowing securities for delivering; (2) being short selling by means of exchanging in-kind for delivery; (3) being short
ผู้บริหาร ความสัมพันธ์ * ประเภทหลักทรัพย์ วันที่ได้มา/จำหน่าย จำนวน ราคา วิธีการได้มา/จำหน่าย หมายเหตุ เอ็นฟอร์ซ ซีเคียว จำกัด (มหาชน) บมจ.(SECURE) นางสาว นริศรา วงษ์จันทึก ผู้รายงาน หุ้นสามัญ 01/07
clients’ order for accuracy and completeness disbursement 1.5 Control of receipt and disbursement of money including relevant documents 1.6 Collection and delivery of financial and other relevant documents