Earlier, the SEC ordered CMO to arrange a special audit and report the results thereof by 23 November 2023.* However, CMO requested an extension of the reporting deadline to 3 January 2024 because EY

is found and shall record the cause of each correction. Clause 14 A securities company shall arrange for the counting of clients’ assets which are kept by itself at least once a month to verify the

securities company shall arrange for the counting of clients’ assets which are kept by itself at least once a month to verify the records of clients’ assets as prepared by the securities company. For the

securities company shall arrange for the counting of clients’ assets which are kept by itself at least once a month to verify the records of clients’ assets as prepared by the securities company. For the

เรื่อง นำส่งสำเนาประกาศแก้ไขหลักเกณฑ์การให้กู้ยืมเงินเพื่อซื้อหลักทรัพย์และการให้ยืมหลักทรัพย์เพื่อขายชอร์ต ในระบบ credit balance

the Company through the juristic persons under the control of SSG CH, SSG III, and KG, i.e. Asia Credit Opportunities I (Mauritius) Limited (“ACO I”) and Link Capital I (Mauritius) Limited (“Link

Management and Risk Factors 8 2.1 Overall Risk Management 8 2.2 Risk Management 11  Credit Risk Management 11  Market Risk Management 15  Liquidity Risk Management 17  Operational Risk Management 18

specified in the second paragraph, arrange for collateral to be provided by the borrower in accordance with the rules as follows: (1) the collateral shall be cash in Thai Baht, letter of credit, Thai

paragraph, arrange for collateral to be provided by the borrower in accordance with the rules as follows: (1) the collateral shall be cash in Thai Baht, letter of credit, Thai government bond or other assets

for Securities Borrowing and Lending (No. 2) dated 26 May 1999. (Translation) -2- Clause 3. The business operator, whether acting as the borrower or its agent, shall not borrow or arrange to borrowing