brokers which entered the assessment for the first https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6194 SEC imposes civil sanction on four offenders for insider trading of UOB8TF in advance that UOB

Section 317/4 and Section 317/5 of the SEA. The Civil Sanction Committee (CSC) has resolved to impose civil sanctions on the nine offenders, as summarized below:   (a) The offenders are required to pay

amended by the SEA No. 5 in 2016.  The Civil Sanction Committee (CSC) has therefore resolved to impose civil sanctions* on those four offenders, comprising civil penalties, compensations in the amount equal

Civil Sanction Committee (CSC) has resolved to impose civil sanctions** on those 15 offenders, as summarized below.             a. The offenders are required to make payments for the civil sanctions as

Penal Code.The Civil Sanction Committee (CSC) has resolved to impose civil sanctions* on those 12 offenders, as summarized below:              (1) The offenders are required to pay civil penalties

, Section 296/1 and Section 296/2, and civil sanctions under Section 317/4 and Section 317/5 of the SEA. The Civil Sanction Committee (CSC) has therefore resolved to impose civil sanctions on the six

Paragraph 1 of Section 296 and Section 296/2 of the SEA, as amended by the SEA No. 5 in 2016. The Civil Sanction Committee (CSC) has resolved to impose civil sanctions* on those three offenders, comprising

civil sanctions under Section 317/4, Section 317/5, and Paragraph 1 of Section 317/11 of the SEA, as amended by the SEA (No. 5). The Civil Sanction Committee (CSC) has resolved to impose civil sanctions

suspension period ends in two years, five months and seven days.  In considering the appropriate administrative sanction, the SEC takes into account the following factors: the involvement and behavior of the

. Other employees involved in this incident were also disciplined by TMB for failing to comply with bank’s operating procedures.  In considering the appropriate administrative sanction, SEC takes into