e-service Online Submission See canceled document Derivatives Agent >> Risk Control Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory
e-service Online Submission See canceled document Derivatives Dealer >> Risk Control Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory
of Thai capital market. This will be beneficial for the operation of businesses and investment decision making of investors.Rapee Sucharitakul, SEC Secretary-General said that the SEC will commence the
be assisted in transition throughout the process by capital market professionals, including business restructuring, arrangement of proper internal control systems as well as preparation of accurate
(Newest) Date (Oldest) ’ digital assets under BX’s control or possession to other wallets which are not purported to keep client’s assets servicing clients who want to reclaim their assets and will lay off
) IPO ( 3 ) Financial Report ( 2 ) Intermediaries ( 2 ) Investors ( 2 ) Market Data ( 2 ) Market Professionals ( 2 ) International Relations ( 1 ) Takeover ( 1 ) More >> Documents Adobe PDF ( 439
prescribed in Part 3. Clause 11 The audit firm whose auditors have been approved as auditor in the capital market shall have the following characteristics: (1) having audit quality control system which is
Building Confidence in the Capital Market No. 55/2015 SEC requires AIE to make clarification and notifies AIE and AI to cooperate with auditors Bangkok, April 27, 2015 –The SEC notified AI Energy Plc
Following the issuance of regulations on information technology systems in 2022*, the SEC recognizes that the current rules should be updated to enable business operators in the capital market to