Following the announcement of BX (which formerly operated in digital asset exchange business) that its business operations will completely shut down on 3 April 2020 which means it will stop servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter to other out-of-control wallets without client’ instructions. That actions incurred losses to other...

บริษัท จีโอดี ไพรเวท เฮดจ์ มาเนจเม้นท์ จำกัด (GOD Private Hedge Management) และนายชยมงคล ชูรีย์ (Mr. Chayamongkol Churee, Chulee) - ยังไม่ได้รับใบอนุญาตธุรกิจสินทรัพย์ดิจิทัลยังไม่ได้รับใบ

confidential business secret is deemed performing duties dishonestly and betraying investors? confidentiality.  Investor contacts are key capital market personnel who have direct and close contact with investors

disposition of assets of each private fund; (e) System for monitoring and tracking benefits arisen from private fund asset; (f) System to prevent conflict of interest and protect confidential information of

and protect confidential information of private fund; (g) Other systems showing the readiness to undertaking business as specified by the Notification of the Office. (4) Demonstrate that its personnel

statement information of Kitchen Plus restaurant of Kitchen Plus for the year 2016 – 2017 and the first 6 months of 2018 are treated as confidential information of the 11 branches of Kitchen Plus restaurants

' structure notes securities with embedded options 3 exotic derivatives +,". (.* % 3&' # !#-!'3' #)#3 0' J0 0 building-block approach " K /0.' / .( 0 3 ."'* /0.$#%3#%] (.+Z" +,'$ 3. (% #-!'# 4

-General revealed that the Capital Market Supervisory Board approved to revise investment rules for mutual fund, private fund for retail investors and provident fund to support the funds? investment in

purchase or acceptance of the business of another company or a private company shall be approved by a vote of not less than three-fourths of the total number of votes of the shareholders. At the meeting and

complied with the Notification No. Tor Thor. 35/2556 and the Notification No. Sor Thor. 37/2559. In case of adopting a different approach from the Guidelines, the intermediaries are required to prove that