NEP Realty and Industry Public Company Limited NEP Realty and Industry Public Company Limited (“NEP”) had duties to prepare and submit a financial statement for Q1/2023 through the transmission
NEP Realty and Industry Public Company Limited NEP Realty and Industry Public Company Limited (“NEP”) had duties to prepare and submit the Interim Management Discussion and Analysis (“MD&A”) for
Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities
NEP Realty and Industry Public company Limited would like to explain the operating result for the 3rd quarter and nine months period ended Soptember 30,2018 compare with the same period of the previous
investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives
securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many
and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.
However, the submitted information still lacks main points to accompany consideration. The SEC has therefore instructed Zipmex in writing to provide complete details of the incident, which includes
Bangkok, January 18, 2012 - The SEC has suspended 13 investor contacts and reprimanded 18 others for not recording their advice given to clients and failing to provide evidence of complete and