securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many
Approval for Undertaking of Derivatives Business
Approval of Auditors in the Capital Market
October 2024 at 14.00 hours. The e-meeting contains an agenda for consideration (the previous Agenda Items 2 – 4) as follows: Agenda Item 1: A waiver of approval for an extension of the maturity
, respectively. The e-meeting’s agenda contains subject matters for consideration as follows: Agenda Item 1: Consideration for approval of an extension of the maturity dates of SNW231A, SNW233A and
Kacha Buacharoon, a securities investment consultant of Phillip Securities, for failure to keep complete records of clients? securities trading orders.Following the investigation report of Phillip
bondholder representative analyze the benefits and shortcomings as well as the potential impacts on the bondholders both in cases of approval and decline of approval for the above matters with respective