qualification under (3) or (5), the securities company may be granted an approval from the Office only when the securities company cause the relevant executive or personnel who rendered the company into such
settlement of dispute between the securities company and the customer. In the case where the securities company lacks of qualification under (3) or (5), the securities company may be granted an approval from
competition with the management company’s operation, unless the management company can show that its organizational structure does not cause any conflicts of interest or has established effective policy and
similar to or in competition with the management company’s operation, unless the management company can show that its organizational structure does not cause any conflicts of interest or has established
ซ่ึงเปนไปตามเกณฑปกติวาดวย การเปดเผยขอมูลเก่ียวกับการออกและเสนอขายตราสารหน้ี 2.4 สนับสนุนใหมี external reviewer ท่ีมีความเช่ียวชาญและประสบการณในสิ่งที่ตนประเมิน โดยใหเปดเผย credential และ scope ใน
Accountable Entities (PAEs), dated February 25, 2019, audited by Ms.Umaporn Wongmasa a certified public accountant with a certification number 4810. 2/ Financial information of SUTG shown its financial status
certification number 4810. 2/ Financial information of SUTG shown its financial status as of June 30, 2019, and the income statement for the same period is prepared but still unaudited by certified public