which obtains the securities business license in the following categories, but exclude a securities company being a commercial bank under the Law on Financial Institution, a life insurance company under
other training institutes approved by the Office; “Unit-linked life insurance policy” means an insurance policy issued by life insurance company to the insured as evidence that the insured and the life
business2, life insurance company under the law on life insurance3 and financial institution established under other laws: 2the law on financial institution business means The Financial Institution Business
undertake securities business in the following categories, excluding a securities company which is a commercial bank under the law on financial institution business2, life insurance company under the law on
establishment of a new subsidiary company (Life and Non-Life insurance broker) to support the Company’s Wealth Management Business, be approved. The Company will inform the SET of the details of new subsidiary
entity under Paragraph 1 is a financial institution, securities company or life insurance company, it shall be deemed approved for the offer for sale of bills in a private placement to high net worth
and exchange; (4) Life insurance company under the law on life insurance business; or (5) Financial institution established under specific law. Clause 4. The person under Clause 3 will be granted the
securities and exchange; (4) Life insurance company under the law on life insurance business; or (5) Financial institution established under specific law. Clause 4. The person under Clause 3 will be granted
on securities and exchange(SC); □ A life insurance company under the law on life insurance business; □ A financial institution established under specific law according to the Notification of the