Miss Keerarat Viphosupan help Mr. Yinganan to buy and sell SSPF securities by offer money transaction in buying and transfer the money which her receives from selling this securities for Mr. Yinganan
Miss Sarunya Khemtong Allow Mr. Yinganan to use her account for buy SSPF securities by using his money to purchase . After selling , she transfers money for Mr. Yinganan's profit 12/05/2017
Miss Rinnapa Kunawatsatit Miss Rinnapa Kunawatsatit assisted or facilitated for Mr. Suraphong Triamchanchai in allowing him to use her securities trading account to purchase NPP shares and NPP-W1.
details of the other 4 cases are as follows: - 11/06/2021 Filing a lawsuit accusing her and other 16 persons jointly manipulating the share price of POLAR; - 31/07/2021 Filing a lawsuit accusing her and
client and acted irresponsible for the consequence of her action. The SEC probed into the case and found that {A} had made trading decision for such client in a manner that executing orders prior informing
the benefit from his suggestion.The SEC also found Vorapin sold 318,500 TUCC shares in her own securities trading account during July 27-28, 2011 in such a way that taking advantage of others by using
her choice for his or her comfort in the translation accuracy. Additionally, the statement must be certified by the interviewee in every process. In case of Mr. Nielsen, he brought his own translator
securities trading account of another person for her own or others? benefits in such a way that taking advantage of others. The selling was made by using material non-public information concerning a 129.83
behavior.On {A} case, her employer reported to the SEC that {A} failed to meet minimum educational requirements for her job. The SEC ' s further probe showed that she also failed to meet the SEC's requirements