recognized by the SEC Office, no later than 31 December 2019. 9 In the case where any personnel in the capital market business under Paragraph 1 fail to attend such training course within the specified period
record, affiliation, job positions, work experience, test/training records, certification numbers of locally certified public accountants/international certified public accountants, prohibited
The Securities and Exchange Commission (SEC) organized a dynamic training program to enhance essential knowledge and investment insights for financial trainers. SEC Secretary-General Pornanong
organized by an agency recognized by the SEC Office no later than 31 December 2019. In the case where any personnel in the capital market business under Paragraph 1 fail to attend such training course within
training course on foreign currency risk organized by an agency recognized by the SEC Office no later than 31 December 2019. In the case where any personnel in the capital market business under Paragraph 1
user of various division have to participate in preparing a policy with approval by the Board of company at least. In case where the securities company is the affiliated company of other financial
staff and user of various division have to participate in preparing a policy with approval by the Board of company at least. In case where the securities company is the affiliated company of other
/ reverse repo agreement regulations benefits from the securities in possession . In any case, securities companies would need to establish efficient control and risk management system.SEC is therefore
The training seminar on the topic “Understanding the Impact of Sustainability on the Value and Performance of Companies; Integrating Climate-Related Risks and Opportunities into Equity Analysis and