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The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations. In this regard, SEC has reviewed regulations on the operation of investment management business as presc...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8741

SEC and Lawyers Council under Royal Patronage hold a seminar to enhance lawyers’ capability to assist defrauded investors in class action litigation

under Royal Patronage to help lawyers sharpen their capability about class action in capital market cases so that they will be able to deliver justice for investors who were wronged by persons that went

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8768

SEC organizes World Investor Week 2025 activities under the theme “Financial Well-Being Journey: Informed Decisions, Empowered Choices in the New Era of Finance”

– 12, 2025, under the theme “Financial Well-Being Journey: Informed Decisions, Empowered Choices in the New Era of Finance.” This year, the IOSCO emphasizes the threat of Relationship Investment Scams

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12120

SEC Thailand’s Public Hearing on Proposed Amendment and Draft Regulation on Investment of Property Fund and Infrastructure Fund in Other Mutual Funds under The Same Asset Management Company

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=782

SEC Thailand public hearing on proposed requirements for derivatives business operators under the Derivatives Act B.E. 2546 (2003) to ensure clearer management of customer assets

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=903

SEC public hearing on proposed principles and draft regulations on approval of newly issued securities by listed company under rehabilitation plan approved by the Central Bankruptcy Court

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=970

SEC Thailand’s Public Hearing on revision to rules on acceptance of trading orders of capital market products from home (Work From Home) under new normal for securities companies and derivatives

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=716

’ digital assets under BX’s control or possession to other wallets which are not purported to keep client’s assets

servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8818

SEC invites public opinions on the proposed amendment of provisions concerning debt securities in Securities and Exchange Act to keep pace with current situations

legal requirement on minimum face value of debentures may be too high and hinder retail investors to access debt markets, or the prohibition of set-off can cause unnecessary procedures and fees to issuer

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8793

prescribed by the derivatives exchange or below the value calculated under the method of calculation of the maintenance margins prescribed by the derivatives exchange. Clause 5. This Notification shall come

https://publish.sec.or.th/nrs/4245pe_r.pdf