SEC is conducting a public hearing on the principle excluding promulgation of research analysis among investors in ASEAN countries from being regarded as the activity of investment consultant, in

The SEC has found numbers of cases of online fraudulent actions involving the unauthorized use of names, logos, executive or staff images of the SEC, the capital market business operators as well

criminal complaint with the Economic Crime Suppression Division against {A} and {B} and the parties involved on account of being co-principals in operating derivatives business without approval. Due to

, 2018 Company name : KCM PERFECT HOUSE CO., LTD. Business type : Real estate Registered capital : 14,000,000 Baht Paid-up capital : 5,600,000 Baht Par value : 100 Baht per share Investment : 5,599,880

Before Acquisition/ Disposition 2 % Group of Held Acquisition/ Disposition 2 % Group of Held After Acquisition/ Disposition 2 Remark 3 File No STOWER CAPITAL ENGINEERING NETWORK PUBLIC COMPANY LIMITED

in fact the company had already been listed and its shares were being on Suspension Trading (SP) sign. Moreover, he failed to give relevant documents to the client before the client decided to invest

forum on significant and immediate issues, cooperation and development of capital markets in Asia-Pacific region, on November 28-30, 2012 at Siam Kempinski Hotel in Bangkok. On this occasion, panel

a driving force for the capital market, (4) developing a sustainable capital market, and (5) promoting long-term financial well-being and financial literacy.”Mr. Pichit said: “Despite the continuing

SEC Secretary-General said “With respect to the policy of SEC to enhance the protection for investors in the capital market, auditors and audit firms is deemed to play an important part in the

Bangkok, November 18, 2014 ? SEC Secretary-General Vorapol Socatiyanurak promoted public awareness-raising about investment in the capital market for wealth accumulation and economic well-being. This