listed securities as same as institutional investors, in addition to the current eligible assets which are government bonds and investment-grade debentures only. (2)  SEC will consider the

? assets and using a client's trading account to trade securities for his own interest.Following Apple Wealth's inspection report related to clients? complaints against Sakkarin and the SEC's further

SEC is seeking public comments on amendments to the rules regarding financial statement forms for securities companies and derivatives business operators to ensure their consistency with Thai

Pacific at CDP, said: “CDP is delighted to partner with the Securities and Exchange Commission on this important programme, putting our 20 years of data, insights and expertise at their disposal. This

Renaissance Fund Management is a licensee under Type C Securities Business License in addition to the Derivatives Fund Management and Advisory Services Licenses. According to the SEC’s onsite

requirements for digital asset operators not engaging in securities or derivatives businesses.** NC calculation is based on liquid assets deducted by total liabilities and risk haircuts.

Valuation” took place on 28 June 2024, at Sheraton Grande Sukhumvit Hotel, Bangkok. This seminar aimed to empower capital market professionals, in particular securities analysts, with the practical

acquisition or disposition of securities as specified in Section 246 of the Securities and Exchange Act B.E 2535 (1992) (a so-called every  five percent report) and rules on an investment of the funds in

be in line with the definitions of the terms prescribed in the Securities Law. The proposed regulations aim to better clarify the terms, prevent unfair trading practices related to digital assets and

digital assets. This initiative aims to facilitate greater investor access to investment tokens in both primary and secondary markets through traditional financial institutions. Such a development will