. Chapter 3 Conditions for Using Service Clause 8. Derivatives broker shall arrange a written contract with service provider that should cover the followings: (1) Duties and responsibilities of service
service to the Office not less than fifteen days before the using such service. Clause 6. The securities company shall arrange a written contract with service provider, that should cover the following
not less than fifteen days before the using such service. (Translation) -3- Clause 6. The securities company shall arrange a written contract with service provider, that should cover the following
using back office service to the Office not less than fifteen days before the using such service. (Translation) -3- Clause 6. The securities company shall arrange a written contract with service provider
by the intermediary itself. Clause 27 An intermediary shall arrange the evidence of [i] communication with or providing services to a client , [ii] any warning or [iii] signing acknowledgement or
services within the scope of each type of license granted to the intermediary ; (2) To arrange for clients to access the information prepared by the foreign intermediary or the issuer or the offeror of such
services within the scope of each type of license granted to the intermediary; 4 (2) To arrange for clients to access the information prepared by the foreign intermediary or the issuer or the offeror of such
type of license granted to the intermediary ; (2) To arrange for clients to access the information prepared by the foreign intermediary or the issuer or the offeror of such product in support of their
currency, the intermediary shall comply with the following rules: (1) To provide services within the scope of each type of license granted to the intermediary; (2) To arrange for clients to access the