Exchange Commission Governing Rules, Conditions and Procedures for Approval of Property Fund Manager B.E. 2552 (2009) __________ By virtue of Clause 3 (1) and (2), Clause 11, Clause 19(6) and Clause 20 of
Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of a Derivatives Business Operator 31/10/2005 01/11/2005 13. Report/Form (Notification of
180 days from the license approval date to 270 days from the notifying date of the license approval. This is to better align with the practical timelines of the industry and the practices of digital
A key strategy of SEC is to urge Thai people to realize the importance of financial planning which should be practical to achieve the long-term financial well-being. For this purpose, Thai people
to the resolution of the shareholders? meeting (whitewash) to be in line with the principles of other related regulations as well as to solve practical issues and provide sufficient information for
decision, for example, maturity date, type of fund, investment policy, risk factors and performance. For advertisement on group of mutual funds where it is not practical to provide all significant
/2007 9. Notification of the Office of the Securities and Exchange Commission OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of
Director of Derivatives Broker 28/12/2006 01/01/2007 9. Notification of the Office of the Securities and Exchange Commission OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval