TRANSLATED VERSION As of November 21, 2008 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference Notification of the
Section 90 Securities and Exchange Act B.E. 2535 Section 90. Securities business can be undertaken only by formation of either a limited company or a public limited company, or by a financial
Section 90 Securities and Exchange Act B.E. 2535 Section 90. Securities business can be undertaken only by formation of either a limited company or a public limited company, or by a financial
.. (Translation) Page 1 of 1 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake
Microsoft Word - SEC_STN 19_50_ENG_final.doc (Translation) Page 1 of 1 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for
.. (Translation) Page 1 of 1 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake
a general approval for individuals who have been ready to perform the duties of PF/DF marketing agents, (2) the relaxation of work system requirements to focus only on those essential for duty
therefore imposed the following sanctions: (1) Suspending approval for {A} as investment consultant for complex instruments type 1** and as assistant manager or an equivalent position for 15
... (Unofficial Translation) PAGE (Unofficial Translation) 6 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. PAGE UNOFFICIAL TRANSLATION (Revised 2015