Decree on Special Purpose Juristic Persons for Securitization The Trust for Transactions in Capital Market Act Ministerial Regulations / Notifications Ministerial Regulations - SEC Act Ministerial
Market dated June 3, 2014 which has been promulgated in replacement of the said two notifications. Besides, as the suspension on approval of investment consultant was the 2nd category of the prohibited
client?s behalf and failure to keep complete record of securities trading orders were in violation of the Notifications concerning personnel in the capital market*, the SEC therefore suspended {A} from his