Re: Rules, Conditions and Procedures for Approval of Securitization Projects
The Approval of Personnel in the Capital Market Business
Providing Guarantee for Insured Mutual Fund by Securities Company in the Category of Securities Finance Business (No. 2)
, Facebook, Line and YouTube. The public should be aware that none of the three digital assets or ICOs have applied for or obtained an approval from the SEC. Thus, anyone receiving information or solicited to
securities without approval in the category of debenture in violation of Section 33 of the Securities and Exchange Act B.E. 2535 (1992). The SEC has therefore filed separate complaints against the four
considered a failure to perform duties with responsibility and deliberation as a professional. His non-compliance with the client’s instruction and his giving of advice with the implication of return guarantee
Group Plc. ("MGR") of the following offences:1) Jointly falsifyng the copies of MGR?s board meeting minutes to deceive that the board approved MGR to enter into loan guarantee agreement for a 1 ,078
required to report the Stock Exchange of Thailand (SET) and propose to the shareholders? meeting for approval. During the said transactions had been made, SCAN never complied with such requirements
SEC Secretary-General Rapee Sucharitkul stated that SEC has issued notifications related to the offering of digital token through ICO process and the the approval of ICO portal under the Royal
Guarantee/Security None Name of the Related Party and Type of the Relationship Country Group Holding Public Company Limited holds 99.31% shares in Country Group Securities Public Company Limited and also