The Approval of Personnel in the Capital Market Business
procedures and expenses. Furthermore, capital market tools currently available do not respond to SMEs’ needs. Therefore, SEC is now developing new rules to add more fund mobilization options for SMEs that
The meeting discussed important developments and course of actions in overseeing and developing the capital markets of member jurisdictions. For instances, issues around harmful but legal conduct
control to ensure compliance with the policy; (2) Policy and procedures for designing, developing and managing digital wallets as well as creating, maintaining and accessing keys or other related
Rules on Application for and Granting of Approval to Undertake Trust Business (No. 2)
Rules, Conditions and Procedures for Approval of the Securitization Project (No. 2)
Re: Application and Approval for Offer for Sale of Structured Notes
Re : Application for and Approval of Offer for Sale of Newly Issued Debt Securities
Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)