SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC gives priority to the audit quality control system of audit firms in the capital market, and regularly inspects and issues inspection
of responsible investment practices and recognition of the importance of sustainability issues such as climate change and human rights by investors (and companies) across ASEAN. We welcomed this
. Daniele Berna-Ost - CSSF Secretary-General and team. Both parties achieved an agreement to arrange a cooperative framework on fintech for exchange of information involving major developments and issues on
a 3-month maturity term.So far, the testing results of the blockchain based bond offering system under the regulatory sandbox project have not detected any technological issues or obstacles that
discussed issues of common interest among capital market regulators around the world namely, monetary policy and economic recovery in the post-COVID-19 world, establishment of cooperation among
exchange information about emerging trends and developments in the financial or capital markets and regulatory issues pertaining to new technologies and innovation in the provision of financial
any person directly or indirectly holding shares of securities company in excess of ten percent of voting shares of such company.Where a securities company issues shares with different voting rights
of enterprises which are environmentally beneficial in the following issues: (1) solutions to reduce pollution; (2) promotion of biodiversity conservation; and (3) measures against the adverse
, called Five Steps toward Investment Confidence” project that is the answer to all issues concerning long-term financial stability.The SET in the City 2018 event runs from November 15-18. The SEC “Check
issues that are affecting its business operation.Specifically, the SEC is instructing IFEC to ensure that the company and the subsidiaries will prepare the respective financial statements, have the auditor