drafted relevant regulations, with the key points as follows:   (1) To revise the refresher criteria for IA to include a minimum number of training hours required for the course, in alignment with the roles

management companies. Additionally, the amendments would include revision to the submission period in alignment with that of mutual fund management companies.The SEC is therefore conducting this public

sandbox is one of the policies in alignment with the 3rd Capital Market Development Plan (2017-2021), featuring Distributed Ledger Technology (DLT) initiated by the SEC. It is expected to enhance

towards capital market development and updating various progresses in both regions. Topics on discussion include “Regulatory Alignment & Deference,” “The Use of Technology in Financial Services

ขึ้นในแต่ละภูมิภาค ในหัวข้อ Regulatory Alignment & Deference (การลดความไม่สอดคล้องกันของแนวทางการกำกับดูแลและการออกกฎเกณฑ์ต่าง ๆ) และ Use of technology in financial services (การใช้เทคโนโลยีในการให้

plant infrastructure funds to use the capital market to raise funds as the industry is important to national development. The move will bring the regulations into alignment with the government’s

ideal candidates should also have other useful experiences for performing the Secretary-General role in alignment with legal intent, vision, mission, and objectives of the SEC to promote, develop and

and administrative expenses In Q3/2017, Mana Patanakarn Co., Ltd., the real estate development company, had sales & promotion expenses to boost sales of condominium projects “Aspen Condo” Phase A. As a

Securities and Exchange Act B.E. 2535 (1992). The clarity of the terms would not only be useful for business operators and all parties involved but also boost investors’ confidence in trading activities

method, as well as to increase the trustworthiness in the identification and authentication process for onboarding customers  that could boost the standard of performing e-KYC in the capital market. The