that enter the rehabilitation or bankruptcy process. We expect the sharing of information, knowledge, experiences and expertise will help to increase efficiency of our respective duty performance and to
appropriate supervision and allocation of their necessary resources and personnel with expertise for the most effective supervision of operation of outsourcee. Additionally, business providers are also
.?Business operators will be allowed to outsource activities, for instance, risk management, internal audit and control, information technology management, etc. Some important or expertise activities, will be
committee members with accounting expertise gave the audience, guidance on playing roles as audit committee; for instance, preparation of new auditor?s report and trend of Thai Financial Reporting Standards
Securities and Exchange Commission No. Sor Thor. 13/2561 Re: Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
Printable Format - กฎหมาย ประกาศ หนังสือเวียน วิธีปฏิบัติ Derivatives Advisors >> การขอรับใบอนุญาต/จดทะเบียน ประเภท เรื่อง มาตรา ดูเอกสาร วันที่ลงนาม วันที่มีผลใช้บังคับ 1. ประกาศคณะกรรมการ ก.ล.ต
e-service Online Submission Derivatives Advisors >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 4/2557 (Synopsis
e-service Online Submission Derivatives Advisors >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 7/2560 16/02
e-service Online Submission See canceled document Derivatives Advisors >> Executives / Personnel Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market