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information, advice and services provided by AMCs, including advice on post-retirement money management. Such practice guidelines must be approved by the SEC. (4) Amending the effective period of the
Rules, Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems
Custody of Assets of Clients by Securities Companies
Custody of Assets of Clients by Licensed Derivatives Brokers
Rules Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems (No. 2)
Rules Conditions and Procedures for Establishment and Management of Property and Loan Funds (No. 2)
Filing of Registration Statement for Offer for Sale of Securities (No. 6)
Issuance and Offering for Sale of Derivative Warrants (No. 2)
Rules Conditions and Procedures for Undertaking of Investment Advisory Business