. SEC.Khor.(Wor) 26/2550 Re: Clarification on Guidelines for the Renewal of Approval for Investor Contact Reference is made to the Office’s guidelines for the renewal of approval for investor contact (the
, regulations, ethics or relevant laws during the latest two calendar years prior to the expiration of the approval term. 1 Being in the field of business administration, finance, accounting, economics or any
Rules on Application for and Granting of Approval to Undertake Trust Business (No. 2)
Rules, Conditions and Procedures for Approval of the Securitization Project (No. 2)
Re: Application and Approval for Offer for Sale of Structured Notes
Re : Application for and Approval of Offer for Sale of Newly Issued Debt Securities
Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)
Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries