The SEC, represented by Deputy Secretary-General Mr. Anek Yooyuen and Assistant Secretary-General Mr. Wiboon Phatrapiboon, accepted the awards from Mr. Prasert Jantararuangtong, Deputy Prime
Responsible Investing Fund (SRI Fund) is a mutual fund with an investment policy focusing on investment in securities of businesses that operate sustainably according to internationally accepted principles
, followed by legal action filed against the company in the Bangkok South Civil Court, which has been accepted by the court. The company will therefore convene the Bondholders' Meeting No. 1/2024
systems for custody of client assets and Know Your Customer (KYC) were inconsistent with the standards accepted by the Anti-Money Laundering Office.As a result of the application rejection, Coin Asset
Bangkok, 29 January 2019 - The SEC has suspended approval for {A} as a capital market investment consultant for a period of three months and 22 days on the ground that she accepted an investor's
correct standards in alignment with the religion’s principles and are internationally accepted. In Thailand, an Islamic fund was first established in 2004 and currently there are six Islamic mutual funds
of exchange issued, accepted or avaled by or drawn on financial institution will no longer be exempted but will be defined and regulated as securities under the Securities and Exchange Act B.E. 2535
are some issues inconsistent with the generally accepted accounting standards, as follows: 1. NIPPON has not recorded liabilities on promissory notes and current account with a local bank
specified internationally accepted accounting standards;- The SEC-approved financial advisor must provide service and advice for three years;- Additional information must be disclosed in the registration
funds that may not have already accepted retail investors. Previously, mutual funds were allowed to invest in SET-listed infrastructure funds or those offerred to retail investors only; (3) Relaxation of