test to make sure that the clients understand their own risk profile and receive appropriate investment advice before making an investment or a transaction. Clear and comprehensive disclosure of

will also work with the industry panels to further engage domestic and international stakeholders to elevate the profile of ASEAN as an investment destination and promote ASEAN as an asset class whilst

investment, (2) investor education focusing on informing existing investors of financial products, risk profile and investors? right protection, and (3) sophisticated investor education focusing on higher risk

rating agency established under foreign law (inter CRA), in order to ensure that the quality of the bonds and the creditworthiness of the issuers are appropriate for the risk profile of Thai investors.The

ประมวล)   22/12/2553 01/07/2554     แบบสอบถามเกี่ยวกับ risk profile ของผู้ลงทุน     ผลรวมคะแนนจากการทำ risk profile ของผู้ลงทุน     ระดับความเสี่ยงของการลงทุนในกองทุนรวม     Risk spectrum 9. ประกาศคณะ

shall be rendered an evidence showing such distribution of handbook; (2) preparing a customer’s profile in writing containing the particulars prescribed by the Office and shall have the customer certify

; (2) preparing a customer’s profile in writing containing the particulars prescribed by the Office and shall have the customer certify the correctness of such information; however, the profile shall be

representative in Thailand Information as of XX XX XXXX Name of the ARFP Fund Unit Class SRI Fund Class code Type of mutual fund Risk Level Low 1 2 3 4 5 6 7 8 High Risk Profile Explanation Investment policy and

Fund Unit Class SRI Fund Class code Type of mutual fund Risk Level Low 1 2 3 4 5 6 7 8 High Risk Profile Explanation Investment policy and strategy Calendar year performance and benchmarks over the past

local representative in Thailand Information as of XX XX XXXX Name of the ASEAN CIS Unit Class SRI Fund Class code Type of mutual fund Risk Level Low 1 2 3 4 5 6 7 8 High Risk Profile Explanation