country. In the future, they might move forward to other capital market businesses; for example, a business of limited broker, dealer and underwriter (LBDU), if they are able to meet with the requirements
, National Institute of Development Administration (NIDA) said that NIDA Business School is honor and humble to join SEC Forum. We hope that this forum will become ?CHANGE? Forum for Thailand in the future
returns and contribute to the region?s future growth prospects.? ?Under this initiative, investors and fund managers can benefit and leverage off one of the most dynamic regions of the world, with a
, the accounting figures supported more accurate profit and cash flow forecasts as well as more useful for predicting positive future stock returns. In case of China, the study found no relationship
decision on appropriate forms of alliance with foreign counterparts to support future trading linkage;2. Supervision of Securities Business: Licensing provisions would be amended to grant the Securities and
region. I hope that, in the near future, more ASEAN securities regulators will join Malaysia, Singapore and Thailand in adopting the ASEAN Disclosure Standards, yet enlarging the impact of this Scheme
investments; and (5) Lack serious concern on this matter because most of the people do not make any financial plan and are not aware of future problem. As the Thai capital market supervisory body, the SEC has
without authorization causing damage to the client. Reprimand: The SEC reprimanded {E}, a derivatives investor contact, and recorded her misconducts for future reference on account of soliciting and
not an approved investor contact or a securities company executive at the moment. The SEC, therefore, recorded his actions for future reference and will not approve his position as capital market