notes offered to Institutional or High Net Worth investors (II&HNW) through the transmission system of the SEC Office the period specified in the notification of the Securities and Exchange Commission
, 2022. However, Miss Kanthima prepare and disclose a report [From 59] to the SEC office on December 16, 2022 which means Miss Kanthima failed to prepare and disclose the report within the period specified
period specified in the notification of the SEC. SEC Act S.59 Settlement Committee Meeting No. 6/2026 Settlement Committee Order No. 93/2026 Dated 25/05/2026
. However, Miss Hathaichanok prepare and disclose a report [From 59] to the SEC office on June 13, 2022 which means Miss Hathaichanok failed to prepare and disclose the report within the period specified in
disclose the report (Form 59) to the SEC office within the period specified in the notification of SEC (by 6 June 2022), as he submitted the Form 59 report to the SEC on 13 June 2022, which was later than
(Form 59) to the SEC office within the period specified in the notification of SEC, which was 20 June 2022, as he submitted the Form 59 report to the SEC on 2 August 2022, which was later than the
office within the period specified in the notification of SEC, which was 2 June 2022, as he submitted the Form 59 report to the SEC on 17 June 2022, which was later than the deadlines prescribed in the
procedures as specified in the notification. In this regard, Bitazza failed to provide appropriate internal systems and processes for preparing, approving, and supervising advertisements. In particular
, 2025 – September 18, 2025, Bitazza, a digital asset broker, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, Bitazza's compliance system
financial statements for Q1/2018 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification. The public prosecutor issued a prosecution order against the accused