FS 08/2020 14 May 2020 Subject Related transactions To Director and President The Stock Exchange of Thailand Forth Smart Service Public Company Limited (“the Company”) would like to inform that the

79,500,000.- (including interest that the company will receive from investment in the said debentures) Above transaction came under the scope of connected transactions for listed companies as specified in The

designated to report various transactions and as an enforcement agency against predicate offenses in the capital market. For cases involving violations of the Securities and Exchange Act, including stock

mule accounts, enhancing the security of public financial transactions and improving the effectiveness of combating online scams. Both laws will take effect upon their publication in the Government

bank, committed wrongful acts against the investor’s assets by using the investor’s subscription money for mutual fund investments for her own interest without executing the subscription transactions

transactions she executed herself without the client’s permission. In addition, in May and November 2017 and August 2018, {A} asked the client to affix signature on the confirmation of backdated trading

was for the purchase of mutual fund units on their behalf. However, the money was, in fact, not used for the buying transactions as per clients’ orders, but for Teerasak’s personal matters instead. In

increase of trading credit lines of several clients who submitted incomplete financial documents, or whose financial condition was materially inconsistent with their financial transactions, or whose

? money intended for payments of investment unit purchases for personal gains.In so doing, they did not execute their clients' purchase transactions via the bank system, counterfeited fund passbooks and

trading orders and inform the client of the transactions afterwards. It was found that the client acknowledged the transactions without any objection.  The {C} case follows investor complaint and the report