manager or the unit holders, as the case may be, which shall contain the trust manager’s opinion on the compliance of the transaction with (a), its reasons and supporting information. Clause 12 The
collusion or supporting such demeanors of other persons; 4 Law on Anti-money Laundering means the Anti-Money Laundering Act B.E. 2542 (1999) 5 Dishonesty defined as the dishonesty as prescribed in Section 1
investors may not receive correct or sufficient information for supporting the making of investment decisions. Clause 11 In the case where a certain fact that appears to the SEC Office after the applicant has
) Steady growth in private consumption from stimulus packages and recovering agricultural product prices from production expansion and 4) Other supporting factors, such as government spending and other
allocated to the persons in each group; (c) keep documentary evidence or information supporting the reason for allocating shares to any persons in the value of one hundred million baht or more at the main
information supporting the reason for allocating shares to any persons in the value of one hundred million baht or more at the main office of the securities underwriter for the period of at least one year from
have not, showing the number of allocated persons, the amount and value of shares allocated to the persons in each group; (c) keep documentary evidence or information supporting the reason for allocating
which is repealed by this Notification, and whose supporting documents having been duly filed in full prior to the date on which this Notification comes into force, the application and approval of which
Commission which is repealed by this Notification, and whose supporting documents having been duly filed in full prior to the date on which this Notification comes into force, the 3 Amended by the Notification