Basel Convertible Debenture IC Bond SUKUK Structured Debenture Common share (LiVEx) DR-Common share Depositary Receipt DR-Convertible debenture Depository Receipt Representing Foreign Securities NVDR
liable for UOB’s failure to prepare and submit the report on the sale results of structured notes offered to Institutional or High Net Worth investors (II&HNW) through the transmission system of the
Specific Characteristics ______________________ Division 1 Mutual Fund Investing in Derivatives or Structured Notes _________________________ Clause 16 The provisions hereunder shall apply to the following
investment grade in compliance with the rules under such Notification; (2) corporate bonds issued by a trust whose units are listed securities on the Stock Exchange of Thailand; (3) newly issued corporate
Portfolio Management) และอาจ ลงทุนหรือมีไวซึ่งตราสารที่มีสัญญาซื้อขายลวงหนาแฝง (Structured Note) ตามหลักเกณฑที่คณะ กรรมการ ก.ล.ต. และ/หรือสํานักงานคณะกรรมการ ก.ล.ต. ประกาศกําหนด มีกลยุทธการลงทุนครั้ง
worth investor”, “institutional investor” , “structured notes”, and “short-term bond ” shall have the same meanings as defined in the Notification of the Securities and Exchange Commission concerning