could not rectify the problem within the specified period, which is deemed non-compliance with Clause 9(3) of the SEC Notification No. KorThor/Nor/Khor. 14/2551 Re: Approval for Undertaking of Derivatives

on 13 March 2020, SEC has already approved 17 such SSFs established by 13 asset management companies. “SEC has expedited the approval process to make sure that IPO of this special SSF can begin on 1

and approval of an offering of capital shares for a private placement to Mr. Pisudhi Phihakendr, Mr. Khajohnpong Khamdee, Mr. Phiroon Phihakendr, Mr. Phipat Phihakendr and Mr. Phiboon Phihakendr at

advance. Applications for non-complex SSFs will be considered by an auto-approval scheme,” according to Ruenvadee. At the cabinet meeting on 10 March 2020, the government approved several measures

application and registration fees for asset management companies, and (3) consider approving these funds by an auto-approval scheme.

comply with international standards.    In addition, to enhance protection of investors’ interest, SEC is proposing to revise the regulations related to ICO portals including the approval process, IT

กองทุน และ (3) พิจารณาอนุมัติการจัดตั้งกองทุน SSF ดังกล่าวแบบอัตโนมัติ (auto-approval) _______________________________

will allow them to mobilize funds in accordance with their type and size. For example, issuers will not be required to submit documents for SEC’s approval before offerings of shares and convertible

หลักเกณฑ์ใหม่ให้ SSF ได้รับอนุมัติแบบอัตโนมัติ (auto approval) เพื่ออำนวยความสะดวกให้แก่ บลจ. ที่จะจัดตั้งกองทุนดังกล่าว

The SEC Board’s approval of the principles for supervising additional digital asset businesses would not only benefit securities companies that have recently showed their growing interest in