cover the new type of digital asset business operator: Digital Asset Custodial Wallet Provider**;               (2)  Revising the restrictive rules allowing digital asset business operators granted

The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality and reliability enhancement of such business operator to protect investors. This means the

those failing to comply with the law may be imposed with legal action.”  On 2 July 2021, the SEC filed a criminal complaint against Binance,* a foreign digital asset business operator, for providing

system interconnection or those providers/partners who can access critical data of a business operator or those of its customers. The consultation paper is available at https://www.sec.or.th/TH/Pages

The SEC’s inspection on the operation of Huobi as a digital asset exchange operator during February 2021 - March 2021 detected deficiencies and insufficiency in Huobi’s management structure and

rebalance the customers’ portfolio to attain the customers’ goal subject to the specified framework. A business operator who is interested in providing the wealth advice service and qualified in accordance

Operator to Perform Duties of Analyzing Investment and Giving Investment Advice dated 18 January 2012, which is deemed a prohibited characteristic of capital market business personnel under Clause 6(1) of

2563 เพื่อแสดงความร่วมมือในการส่งเสริมและสนับสนุนโครงการ จากนั้น CMDF ได้จัดตั้ง “บริษัท ซีเอ็มดีเอฟ โครงสร้างพื้นฐานทางดิจิทัล จำกัด” เพื่อเป็นผู้พัฒนาและให้บริการระบบโครงสร้างพื้นฐาน (main operator

trading orders made in the trading room, a violation of Clauses 20(3) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to

Personnel of Business Operator to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The SEC therefore has suspended Theera for six months. Due to his approval status