Bangkok, May 13, 2013 ? The companies aiming to broker a variety of investment units offered by different asset management companies will be eligible to apply for Type D license. Certain requirements

Bangkok, March 21, 2013 ? The SEC informed all securities companies, asset management companies, financial advisors, and derivatives business operators in the capital market on the promulgation of

Bangkok, November 19, 2014 - The SEC organized ?5th SEC Working Papers Forum?, presented two research papers addressing ?Behavioral Finance and Regulations Who won and Who lost?? The studies found

Bangkok, January 30, 2012 ? The SEC has filed another criminal complaint against Porntep Thawornwisuthikul and Arada Lertpinyopap, former executives of United Securities Plc., and three other persons

Bangkok, January 18, 2012 ? The Capital Market Supervisory Board has resolved to revise the rules on custody of client assets by securities companies and derivatives brokers ("the companies") to

U City Public Company Limited (Registration No. 0107537000459) 21 TST Tower Soi Choei Phuang, Viphavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand T: +66.2273.8838 F: +66.2273.8858

>> Sitemap Law and Regulations ( 130 ) Financial Report ( 97 ) About SEC ( 54 ) Act and Royal Enactment ( 29 ) Budget ( 24 ) Manual Select ( 22 ) Market Data ( 21 ) Intermediaries ( 11 ) Enforcement ( 10

_ Ocean Commerce Public Company Limited 148/1 Soi Ramintha 14, Ramintra Road , Tharang, Sub - District Bangkok 10230 Tel: 02-943-6663-4 Fax: 02-943-6343 02-943-7740 No. OCMSET/1805/001 (translation

Bangkok, 18 January 2019 ? The SEC has imposed civil sanction on three offenders for manipulating the share price of Bangkok Airways Public Company Limited (BA), namely (1) Mr. Prasert Prasarttong

Bangkok, February 12, 2013 ? The SEC places a high priority on raising the quality of information disclosure of listed companies, particularly management discussion and analysis (MD&A) in the annual