to complete the rectification and review process. After considering the request, the SEC determined that CHARAN is in a position to complete the rectification within the prescribed deadline
Bangkok, January 14, 2015 ? The SEC imposed a one month and ten days suspension on Bantherngsak Phuemphokha, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete
orders from another client's child, not being the account owner's appointee; as well as failed to keep complete records of her clients' orders. She admitted that she had always taken orders from such
Bangkok, January 14, 2015 - The SEC imposed a one month and ten days suspension on {A}, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete and adequate
through Tender Offer Process Referring to the Conditional and Non-Binding Letter of Intent dated 5 September 2017 submitted by Advanced Info Service Public Company Limited (the “Company”), for the
ตลาดหลักทรัพย์ . Derivatives broker shall arrange to have information system to ensure the information related to undertaking derivatives business, both in document or electronic format, are accurate, complete
SEC Search Search From : Home > Search > Search Results search: http://172.19.1.196:8983/solr/secweb/select?q=ADD OR "Advanced Info Service" OR "AIS"&wt=json&indent=true&facet=true&facet.field
SEC Search Search From : Home > Search > Search Results search: http://172.19.1.196:8983/solr/secweb/select?q=ADVANC OR "Advanced Info Service" OR "AIS TRUE"&wt=json&indent=true&facet=true
SEC Search Search From : Home > Search > Search Results search: http://172.19.1.196:8983/solr/secweb/select?q=AIE OR "Advanced Info Service (AIS)" OR "Artificial Intelligence Engineering (AIE)"&wt