Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
licensed or regulated by the SEC Thailand : Management company Licensed bank/ Financial institution Licensed securities company Licensed institution/ Corporation/ Organisation (e.g. insurance company) Other
Management Company of the Hong Kong Covered Fund to act or refrain from acting in case there is an action which may cause damages to the interest of the investors of the Hong Kong Covered Fund. Yes No If “No
of Thailand Enclosure : 1. Financial Statements for the Second quarter ended June 30,2020 2. Management Discussion and Analysis Nawarat Patanakarn Public Company Limited would like to submit Reviewed
Establishment of Company under the law of the jurisdiction where such foreign ETF is established – in case of foreign ETF established by an investment company; or [ ] (b) Trust Instrument or Trust Agreement – in
the company to disclose information, extend the scope of special audit, and notify investors; and cooperating with relevant law enforcement agencies. We have, so far, made substantial progress in the
management company may borrow money on behalf of an infrastructure mutual fund only if it has specified such action in the mutual fund scheme and prospectus, and has complied with the following rules: (1) the